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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-10 |
| NY | RA | APPROVED | 2024-11-12 |
Branch Locations
White Plains, NY • United States
2000 Westchester Avenue, Purchase, NY 10577-2530 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Chicago | IL | 10/2018 | 12/2021 |
| The Real Real | Secaucus | NJ | 03/2018 | 04/2018 |
| Unemployed | Kalamazoo | MI | 07/2018 | 10/2018 |
| The Real Real | Secaucus | NJ | 11/2017 | 12/2017 |
| Unemployed | Hoboken | NJ | 04/2017 | 08/2017 |
| Unemployed | Hoboken | NJ | 09/2016 | 04/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 12/2021 | 02/2023 |
| Bank Of America, N.A. | Rolling Meadows | TX | 02/2022 | 02/2023 |
| Wells Fargo Clearing Services, Llc | Naperville | IL | 02/2023 | 10/2024 |
| Morgan Stanley | Purchase | NY | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-25 |
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