Michael Alexander Herbert

Employer firm

Third View Private Wealth CRD 335591

$1.16B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2018 → 08/2020
  Mass Mutual Life Insurance Company
  Shelton, CT
• 11/2018 → 08/2020
  Mml Investors Services
  Shelton, CT
• 10/2016 → 06/2017
  Yale Athletics
  New Haven, CT
• 07/2017 → 11/2018
  St. Thomas Aquinas Catholic School
  Fairfield, CT
• 12/2018 → 11/2021
  Barnum Financial Group
  Shelton, CT
• 07/2015 → 06/2017
  Yale Divinity School
  New Haven, CT
• 08/2020 → 11/2021
  Mml Investors Services Llc
  Shelton, CT
• 08/2020 → 11/2021
  Massmutual Life Insurance Co
  Shelton, CT
• 11/2021 → 05/2024
  Procyon Advisors, Llc
  Shelton, CT
• 05/2024 → 05/2025
  Procyon Advisors, Llc
  Shelton, CT
• 05/2025 → Present
  Third View Private Wealth
  Westport, CT

Previous Registrations

• 2022-10-28 → 2025-05-21
  Procyon
  Shelton, CT

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-10-28

Designations

• Certified Financial Planner
• Chartered Financial Consultant