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Michael Alexander Herbert

Third View Private Wealth

Westport, CT

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Current Employers
Third View Private Wealth

257 Riverside Avenue Suite 301, Westport, CT 06880 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-06-03
  • CT RA
    APPROVED
    Since 2025-06-03

Branch Locations

257 Riverside Avenue Suite 301, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Shelton CT 11/2018 08/2020
Mml Investors Services Shelton CT 11/2018 08/2020
Yale Athletics New Haven CT 10/2016 06/2017
St. Thomas Aquinas Catholic School Fairfield CT 07/2017 11/2018
Barnum Financial Group Shelton CT 12/2018 11/2021
Yale Divinity School New Haven CT 07/2015 06/2017
Mml Investors Services Llc Shelton CT 08/2020 11/2021
Massmutual Life Insurance Co Shelton CT 08/2020 11/2021
Procyon Advisors, Llc Shelton CT 11/2021 05/2024
Procyon Advisors, Llc Shelton CT 05/2024 05/2025
Third View Private Wealth Westport CT 05/2025 Present
  • 11/2018 → 08/2020
    Mass Mutual Life Insurance Company
    Shelton, CT
  • 11/2018 → 08/2020
    Mml Investors Services
    Shelton, CT
  • 10/2016 → 06/2017
    Yale Athletics
    New Haven, CT
  • 07/2017 → 11/2018
    St. Thomas Aquinas Catholic School
    Fairfield, CT
  • 12/2018 → 11/2021
    Barnum Financial Group
    Shelton, CT
  • 07/2015 → 06/2017
    Yale Divinity School
    New Haven, CT
  • 08/2020 → 11/2021
    Mml Investors Services Llc
    Shelton, CT
  • 08/2020 → 11/2021
    Massmutual Life Insurance Co
    Shelton, CT
  • 11/2021 → 05/2024
    Procyon Advisors, Llc
    Shelton, CT
  • 05/2024 → 05/2025
    Procyon Advisors, Llc
    Shelton, CT
  • 05/2025 → Present
    Third View Private Wealth
    Westport, CT
Previous Registrations
  • 2022-10-28 → 2025-05-21
    Procyon
    Shelton, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-28
  • S65 Uniform Investment Adviser Law Examination
    2022-10-28
Designations

View on SEC IAPD

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