Jake Whalen

Employer firm

On Investment Management Co CRD 105662

$3.15B regulatory AUM 308 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SEI, ASSETMARK, BRINKER CAPITAL, BNY MELLON ADVISORS, INC, SYMMETRY PARTNERS, ENVESTNET

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2008 → 06/2019
  Full Time Student
  Wausau, WI
• 01/2019 → 01/2021
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 06/2020 → 01/2021
  Northwestern Mutual Investment Services Llc
  Middleton, WI
• 10/2019 → 02/2020
  Northwestern Mutual Investment Services Llc
  Delafield, WI
• 01/2021 → Present
  The O.N. Equity Sales Company
  Cincinnatti, OH
• 01/2021 → Present
  Ohio National Financial Services
  Cincinnati, OH
• 01/2021 → 09/2022
  Whalen Financial Group
  Schofield, WI
• 12/2021 → 09/2022
  Whalen Capital, Inc.
  Schofield, WI
• 09/2022 → Present
  Whalen Capital, Inc.
  Wausau, WI
• 09/2022 → Present
  Whalen Financial Group
  Wausau, WI

Previous Registrations

• 2021-12-08 → 2026-06-01
  Whalen Capital, Inc.
  Wausau, WI
  Wausau, WI

Other Businesses

OHIO NATIONAL FINANCIAL SERVICES AND WHALEN FINANCIAL GROUP;INSURANCE AGENT; INVESTMENT RELATED; WAUSAU, WI; INSURANCE AGENT; 01/2021; 16HRS/MONTH; INSURANCE SALES. THE O.N. EQUITY SALES COMPANY; REGISTERED REPRESENTATIVE; INVESTMENT RELATED; 01/2021; WAUSAU, WI; 144HRS/MONTH DEVOTED; SECURITIES PRODUCT SALES.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-10-22
• S63 Uniform Securities Agent State Law Examination
  2020-09-24

Other Names

• Jake Whalen
• Jake Whalen