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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-06-19 |
| NC | RA | APPROVED | 2022-10-25 |
Branch Locations
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
13715 Conlan Cir, Charlotte, NC 28277 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Fort Mill | SC | 10/2015 | 08/2020 |
| Wells Fargo Clearing Services, Llc | Fort Mill | SC | 11/2018 | 08/2020 |
| Jpmorgan Chase Bank | Rock Hill | SC | 09/2020 | 06/2021 |
| Jpmorgan Securities Llc | Rock Hill | SC | 09/2020 | 06/2021 |
| Ally Invest Securities Llc | Charlotte | NC | 06/2021 | 10/2022 |
| Ally Invest Advisors | Charlotte | NC | 10/2021 | 10/2022 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 10/2022 | Present |
| Wells Fargo Bank, Na | Charlotte | NC | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2019-04-15 |
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