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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-11
  • TX RA
    APPROVED
    Since 2022-04-11

Branch Locations

1601 N. Brooks St., Brazoria, TX 77422 • United States

2900 North Velasco, Angleton, TX 77515 • United States

1701 N Brazosport Blvd, Freeport, TX 77541 • United States

4205 7Th St, Bay City, TX 77414 • United States

9915 Broadway St, Pearland, TX 77584 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdecu Lake Jackson TX 08/2022 Present
Unemployed Sweeny TX 04/2015 10/2018
Lpl Financial Llc Jackson TX 08/2022 Present
Lpl Financial Llc Jackson TX 04/2022 07/2022
Lpl Financial Llc Jackson TX 11/2018 04/2022
Tdecu Lake Jackson TX 11/2018 07/2022
  • 08/2022 → Present
    Tdecu
    Lake Jackson, TX
  • 04/2015 → 10/2018
    Unemployed
    Sweeny, TX
  • 08/2022 → Present
    Jackson, TX
  • 04/2022 → 07/2022
    Jackson, TX
  • 11/2018 → 04/2022
    Jackson, TX
  • 11/2018 → 07/2022
    Tdecu
    Lake Jackson, TX
Other Businesses

1)4/2021- TDECU Wealth Advisors- DBA for LPL Business (entity for LPL business)- inv. Related- at reported business location(s)-100%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-08
  • S66 Uniform Combined State Law Examination
    2022-04-08
Other Names
  • Maria Mae Lewis
  • Maria Mae Wooley

View on SEC IAPD

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