Jacob Roman Flikshteyn

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED	2020-08-19
CT	RA	APPROVED	2020-06-30

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jericho	NY	05/2019	Present
Merrill Lynch	Melville	NY	11/2018	05/2019
Baruch College	Manhattan	NY	09/2015	10/2018
Fce Group	Lake Success	NY	10/2017	07/2018
Testforce	Queens	NY	05/2015	09/2017
Bank Of America N.A.	Jericho	NY	11/2022	Present

05/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jericho, NY
11/2018 → 05/2019

Merrill Lynch

Melville, NY
09/2015 → 10/2018

Baruch College

Manhattan, NY
10/2017 → 07/2018

Fce Group

Lake Success, NY
05/2015 → 09/2017

Testforce

Queens, NY
11/2022 → Present

Bank Of America N.A.

Jericho, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-06-26