Chase Tanner Newell

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2018 → 07/2021
  Waddell & Reed Inc
  Colby, KS
• 11/2018 → 07/2021
  Kathy Bahe
  Colby, KS
• 08/2017 → 10/2018
  Northwest Kansas Decorating Center
  Colby, KS
• 05/2017 → 08/2017
  Unemployed
  Ulysses, KS
• 08/2015 → 05/2017
  Student
  Manhatten, KS
• 10/2018 → 11/2018
  Unemployed
  Colby, KS
• 05/2017 → 08/2017
  918 North Arapahoe Street
  Ulysses, KS
• 08/2016 → 05/2017
  1031 Bluemont Ave
  Manhattan, KS
• 11/2019 → 07/2021
  Various Insurance Carriers For W & R Insurance Agencies
  Colby, KS
• 11/2018 → 07/2021
  Rk Bahe & Associates Llc
  Mccook, NE
• 07/2021 → Present
  Lpl Financial Llc
  Colby, KS

Previous Registrations

• 2019-09-25 → 2021-07-21
  Waddell & Reed
  Salina, KS
  Edmond, OK
  Colby, KS

Other Businesses

1.08/02/2021- DBA for LPL Business (entity for LPL business) - Precision Wealth Planning - Investment Related - Colby, KS 67701 - Start Date - 2021 - 0 Hrs/Mth - 0 Hrs During Trading. 2.09/15/2022 - Associates of Clifton Park - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 09/01/2022 - 4 Hours Per Month/0 Hours During Securities Trading 3) 07/15/2025 - N2L Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:04/15/2025 - 160 Hrs/Mth - 6 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2019-09-25

Other Names

• Chase Newell