Catherine Eileen Quinn

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 01/2019
  Franciscan Health
  Indianapolis, IN
• 01/2019 → 09/2023
  Sagepoint Financial, Inc.
  Greenwood, IN
• 09/2023 → Present
  Osaic Wealth, Inc.
  Greenwood, IN

Previous Registrations

• 2019-08-06 → 2023-09-01
  Osaic Services, Inc.
  Greenwood, IN

Other Businesses

1. BEECH GROVE BUILDING CORPORATION POSITION: Board of Directors member NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2022 ADDRESS: 806 Main Street, Beech Grove IN 46107, United States DESCRIPTION: To provide advice on acquiring, constructing, or renovating property for the City of Beech Grove, Indiana. 2. SCOFF INC POSITION: Registered Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 65 SECURITIES TRADING HOURS: 65 START DATE: 05/07/2019 ADDRESS: 1266 Lincoln Park Blvd., Greenwood IN 46142, United States DESCRIPTION: Assisting J. Stephen Coffman with preparing for appointments, filing, assisting with client services, and answering phones. 3. CAKE FINANCIAL POSITION: President NATURE: S Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/12/2025 ADDRESS: 255 N. 15th Ave., Beech Grove IN 46107, United States DESCRIPTION: Pay bills, payroll

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-08-05
• S63 Uniform Securities Agent State Law Examination
  2019-04-25

Designations

• Certified Financial Planner

Other Names

• Catherine Eileen Coffman