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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-05-08
  • PA RA
    APPROVED
    Since 2021-05-08

Branch Locations

1717 Arch Street, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Newark DE 11/2018 02/2020
Jpmorgan Securities, Llc. Newark DE 11/2018 02/2020
Jpmorgan Chase & Co New York NY 02/2017 11/2018
Temple University Philadelphia PA 08/2013 12/2016
Janney Montgomery Scott Llc Philadelphia PA 02/2020 03/2022
Janney Montgomery Scott Llc Philadelphia PA 03/2022 Present
  • 11/2018 → 02/2020
    Jpmorgan Chase Bank, N.A.
    Newark, DE
  • 11/2018 → 02/2020
    Jpmorgan Securities, Llc.
    Newark, DE
  • 02/2017 → 11/2018
    Jpmorgan Chase & Co
    New York, NY
  • 08/2013 → 12/2016
    Temple University
    Philadelphia, PA
  • 02/2020 → 03/2022
    Philadelphia, PA
  • 03/2022 → Present
    Philadelphia, PA
Other Businesses

Rental Unit, Philadelphia, PA. Landlord/Owner (11/2025). Compensated, investment related, 4 hour/month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-07
S63 Uniform Securities Agent State Law Examination 2019-03-15
  • S65 Uniform Investment Adviser Law Examination
    2021-05-07
  • S63 Uniform Securities Agent State Law Examination
    2019-03-15

View on SEC IAPD

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