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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2025-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Omaha | NE | 11/2018 | 05/2024 |
| U.S. Bank | Omaha | NE | 04/2017 | 11/2018 |
| Ies Industrial | Holdrege | NE | 11/2016 | 03/2017 |
| Watts Electric | Waverly | NE | 06/2016 | 11/2016 |
| Charles Schwab And Co., Inc. | Omaha | NE | 01/2024 | Present |
| Charles Schwab Bank, Ssb | Omaha | NE | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-19 |
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