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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-13 |
| NE | RA | APPROVED | 2022-02-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc | Westlake | TX | 11/2018 | 05/2024 |
| Gamers, Inc | Omaha | NE | 07/2001 | 09/2018 |
| Charles Schwab & Co., Inc. | Westlake | TX | 01/2022 | Present |
| Td Ameritrade Investment Management, Llc | Westlake | TX | 11/2019 | 09/2023 |
| Charles Schwab Bank, Ssb | Westlake | TX | 07/2022 | Present |
1) Guest co-host of The Danger Zone radio show on 1290 KOIL | Investment Related:No|5011 Capitol Ave |Omaha|Nebraska|68132|USA|Other|Guest Co Host|10/12/2019|Less than 20|0.000000|Be a guest co-host on the radio show. Talk about local and national politics and news, avoiding topics such as finance and TD Ameritrade.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-19 |
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