Benjamin Adam April

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED	2020-03-23

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED

Since 2020-03-23

Branch Locations

Scarsdale, NY • United States

55 East 52Nd Street 12Th Floor, New York, NY 10055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	New York	NY	09/2012	03/2020
J.P. Morgan Chase Bank	New York	NY	09/2012	03/2020
Morgan Stanley Smith Barney Llc	New York	NY	03/2020	Present
Morgan Stanley Private Bank, N.A	New York	NY	05/2020	Present

09/2012 → 03/2020

J.P. Morgan Securities Llc

New York, NY
09/2012 → 03/2020

J.P. Morgan Chase Bank

New York, NY
03/2020 → Present

Morgan Stanley Smith Barney Llc

New York, NY
05/2020 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2014-01-31 → 2020-03-12

J.P. Morgan Securities Llc

New York, NY

Other Businesses

*580943 - Beach Point Club; Investment Related - No; Mamaroneck, New York; Social & Recreational; Finance Committee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 01/2024; During Business Hours: 0; After Business Hours: 1; Administrative, Business Development/Growth *637796 - Our House NYC; Investment related: No; Los Angeles, California; Children/Youth:Civic/Community:Health and Welfare; Advisory Board:Finance Committee(proprietor, partner, officer, director, employee, trustee, agent); 5/2025; During business hours: 0; After business hours: 3; Business Development/Growth

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-03-17
S63	Uniform Securities Agent State Law Examination	2005-05-11

S65 Uniform Investment Adviser Law Examination

2006-03-17
S63 Uniform Securities Agent State Law Examination

2005-05-11

View on SEC IAPD