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Donald Dean Gonzales

J.P. Morgan Securities LLC

Cypress, TX

CRD 7039960

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-03
  • TX RA
    APPROVED
    Since 2020-11-03

Branch Locations

28020 Hwy 290, Cypress, TX 77433 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Spring TX 11/2018 10/2020
Wells Fargo Bank, Na San Antonio TX 09/2002 10/2020
J.P. Morgan Bank, N.A. Houston TX 10/2020 Present
J.P. Morgan Securities,Llc Houston TX 10/2020 Present
  • 11/2018 → 10/2020
    Wells Fargo Clearing Services, Llc
    Spring, TX
  • 09/2002 → 10/2020
    Wells Fargo Bank, Na
    San Antonio, TX
  • 10/2020 → Present
    J.P. Morgan Bank, N.A.
    Houston, TX
  • 10/2020 → Present
    J.P. Morgan Securities,Llc
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-19
  • S66 Uniform Combined State Law Examination
    2019-03-19
Other Names
  • Don Dean Gonzales

View on SEC IAPD

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