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James W Stocker

Robert W. Baird & Co. Incorporated

Norwood, OH

Fort Wright, KY

CRD 7039862

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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-01-31
WI RA APPROVED 2020-05-20
OH RA APPROVED 2020-05-05
  • KY RA
    APPROVED
    Since 2025-01-31
  • WI RA
    APPROVED
    Since 2020-05-20
  • OH RA
    APPROVED
    Since 2020-05-05

Branch Locations

Norwood, OH • United States

809 Wrights Summit Parkway Suite 310, Fort Wright, KY 41011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Total Quality Logistics Cincinnati OH 07/2016 10/2018
Baird Cincinnati OH 10/2018 Present
  • 07/2016 → 10/2018
    Total Quality Logistics
    Cincinnati, OH
  • 10/2018 → Present
    Baird
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-04
  • S66 Uniform Combined State Law Examination
    2020-05-04
Other Names
  • Will Stocker
  • James W Stocker

View on SEC IAPD

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