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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-04-03
  • MO RA
    APPROVED
    Since 2026-04-03

Branch Locations

Raymore, MO • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Walgreens Raymore MO 02/2000 11/2018
Empower Retirement Overland Park KS 11/2018 10/2019
R Sarnecki Leawood KS 11/2019 04/2021
Northwestern Mutual Investment Services Llc Leawood KS 11/2019 04/2021
Empower Financial Services Overland Park KS 04/2021 Present
Empower Advisory Group Greenwood Village CO 03/2026 Present
  • 02/2000 → 11/2018
    Walgreens
    Raymore, MO
  • 11/2018 → 10/2019
    Empower Retirement
    Overland Park, KS
  • 11/2019 → 04/2021
    R Sarnecki
    Leawood, KS
  • 11/2019 → 04/2021
    Northwestern Mutual Investment Services Llc
    Leawood, KS
  • 04/2021 → Present
    Empower Financial Services
    Overland Park, KS
  • 03/2026 → Present
    Empower Advisory Group
    Greenwood Village, CO
Other Businesses

REFEREE, YOUTH SOCCER, 13700 SWITZER ROAD, OVERLAND PARK, , KANSAS, 66221, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 01/16/2020, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, REFEREE YOUTH SOCCER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-27
S63 Uniform Securities Agent State Law Examination 2019-01-04
  • S66 Uniform Combined State Law Examination
    2026-03-27
  • S63 Uniform Securities Agent State Law Examination
    2019-01-04

View on SEC IAPD

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