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Nicole Elizabeth Chou

Benefit Financial Services Group

Irvine, CA

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Current Employers
Benefit Financial Services Group

2040 Main Street Suite 720, Irvine, CA 92614 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-11-12
  • CA RA
    APPROVED
    Since 2018-11-12

Branch Locations

2040 Main Street Suite 720, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bfsg, Llc Irvine CA 10/2018 Present
Bfsg, Llc Irvine CA 02/2018 Present
Sperry Equities Irvine CA 01/2017 12/2017
State Street Irvine CA 01/2016 12/2016
  • 10/2018 → Present
    Bfsg, Llc
    Irvine, CA
  • 02/2018 → Present
    Bfsg, Llc
    Irvine, CA
  • 01/2017 → 12/2017
    Sperry Equities
    Irvine, CA
  • 01/2016 → 12/2016
    State Street
    Irvine, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-06
  • S65 Uniform Investment Adviser Law Examination
    2018-10-06

View on SEC IAPD

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