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Wendy Sue Clark

Stifel, Nicolaus & Company, Incorporated

Dakota Dunes, SD

CRD 7039278

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2025-06-03
TX RA APPROVED 2021-09-15
IA RA APPROVED 2021-04-05
  • SD RA
    APPROVED
    Since 2025-06-03
  • TX RA
    APPROVED
    Since 2021-09-15
  • IA RA
    APPROVED
    Since 2021-04-05

Branch Locations

400 Gold Circle Suite 220, Dakota Dunes, SD 57049 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus Sioux City IA 10/2018 Present
Unemployed Sioux City IA 07/2018 09/2018
Security National Bank Sioux City IA 03/2008 06/2018
  • 10/2018 → Present
    Stifel Nicolaus
    Sioux City, IA
  • 07/2018 → 09/2018
    Unemployed
    Sioux City, IA
  • 03/2008 → 06/2018
    Security National Bank
    Sioux City, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-05
  • S66 Uniform Combined State Law Examination
    2021-04-05

View on SEC IAPD

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