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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-14
CA RA APPROVED 2019-06-26
  • TX RA
    APPROVED
    Since 2020-10-14
  • CA RA
    APPROVED
    Since 2019-06-26

Branch Locations

2998 Douglas Blvd, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sacramento CA 10/2018 03/2019
Cal State Stanislaus Turlock CA 08/2014 05/2018
Buffalo Wild Wings Turlock CA 07/2017 12/2017
Extended Travel Barcelona 06/2018 07/2018
Unemployed Orangevale CA 08/2018 10/2018
Cal State Stanislaus Turlock CA 11/2016 05/2017
Farmers Insurance Turlock CA 05/2017 08/2017
Bank Of America, N.A. Sacramento CA 11/2018 03/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Roseville CA 06/2019 Present
Unemployed Fair Oaks CA 03/2019 06/2019
Stanislaus State Turlock CA 11/2017 05/2018
Bank Of America, N.A. Roseville CA 07/2019 Present
  • 10/2018 → 03/2019
    Sacramento, CA
  • 08/2014 → 05/2018
    Cal State Stanislaus
    Turlock, CA
  • 07/2017 → 12/2017
    Buffalo Wild Wings
    Turlock, CA
  • 06/2018 → 07/2018
    Extended Travel
    Barcelona
  • 08/2018 → 10/2018
    Unemployed
    Orangevale, CA
  • 11/2016 → 05/2017
    Cal State Stanislaus
    Turlock, CA
  • 05/2017 → 08/2017
    Farmers Insurance
    Turlock, CA
  • 11/2018 → 03/2019
    Bank Of America, N.A.
    Sacramento, CA
  • 06/2019 → Present
    Roseville, CA
  • 03/2019 → 06/2019
    Unemployed
    Fair Oaks, CA
  • 11/2017 → 05/2018
    Stanislaus State
    Turlock, CA
  • 07/2019 → Present
    Bank Of America, N.A.
    Roseville, CA
Other Businesses

.I*1417261For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: Fair Oaks, California, 95628, United StatesNature of business: Position, title, association: Sole owner, Start date of relationship: 8/1/2023Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-24
  • S66 Uniform Combined State Law Examination
    2019-04-24
Other Names
  • Matthew Waldron
  • Matthew Stephen Waldron

View on SEC IAPD

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