Kaitlyn Elizabeth Ott

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2018 → 05/2023
  Charles Schwab & Co., Inc.
  Bellevue, WA
• 05/2017 → 10/2017
  Assured Partners
  Columbia, SC
• 10/2016 → 05/2017
  Sadik & Associates
  Columbia, SC
• 08/2015 → 05/2017
  Student University Of South Carolina
  Columbia, SC
• 08/2017 → 05/2018
  Student University Of South Carolina
  Columbia, SC
• 05/2018 → 10/2018
  Unemployed
  Denver, CO
• 01/2021 → 05/2023
  Charles Schwab Bank, Ssb
  Bellevue, WA
• 05/2023 → Present
  Lpl Financial
  Beaverton, OR

Previous Registrations

• 2023-07-06 → 2024-07-10
  Golden State Wealth Management, Llc
  Powell, WY
  Silverthorne, CO
• 2021-01-25 → 2023-05-23
  Charles Schwab & Co., Inc.
  Lone Tree, CO
  Bellevue, WA

Other Businesses

1) 6/29/2023- Consolidated Financial Management Corp - DBA for LPL Business (entity for LPL business)- Inv. Related- At reported business location(s) - Start Date 06/14/2023 2) 6/26/2023- Notary- state of WA- Inv. Related- Bellevue, WA - Start date 7/6/2021- 0hrs

Exams

• S66 Uniform Combined State Law Examination
  2021-01-23
• S63 Uniform Securities Agent State Law Examination
  2019-07-15

Designations

• Certified Financial Planner

Other Names

• Kaitlyn Elizabeth Massey