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Elias J Zografi

Ameriprise Financial Services, LLC

Fitchburg, WI

Fitchburg, WI

CRD 7038639

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2020-06-03
  • WI RA
    APPROVED
    Since 2020-06-03

Branch Locations

Fitchburg, WI • United States

2923 Marketplace Dr Ste 100, Fitchburg, WI 53719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edgewood College Madison WI 09/2014 05/2019
Tds Telecommunications Corp Madison WI 06/2017 02/2018
Ameriprise Financial Services, Inc Madison WI 10/2018 03/2020
Ameriprise Financial Services, Llc Fitchburg WI 03/2020 Present
  • 09/2014 → 05/2019
    Edgewood College
    Madison, WI
  • 06/2017 → 02/2018
    Tds Telecommunications Corp
    Madison, WI
  • 10/2018 → 03/2020
    Ameriprise Financial Services, Inc
    Madison, WI
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Fitchburg, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-03
  • S66 Uniform Combined State Law Examination
    2020-02-03
Other Names
  • Elias Zografi
  • Elias Joon Keun Zografi

View on SEC IAPD

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