Christopher Joseph Gallant

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2021 → Present
  Ubs Financial Services Inc.
  Weehawken, NJ
• 09/2020 → 01/2021
  Unemployed
  Hoboken, NJ
• 10/2018 → 09/2020
  Commonwealth Financial Network
  Waltham, MA
• 07/2018 → 10/2018
  Unemployed
  Medford, MA
• 07/2017 → 07/2018
  Atlantic Fund Services
  Portland, ME
• 05/2017 → 07/2017
  Unemployed
  Cape Elizabeth, ME
• 09/2016 → 05/2017
  Student
  Durham, NH
• 05/2016 → 09/2016
  Lp Murray & Sons
  Cape Elizabeth, ME

Exams

• S66 Uniform Combined State Law Examination
  2021-08-03

Other Names

• Christopher Gallant