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Caroline Kaye Brosious

Strategic Advisers LLC

Chandler, AZ

Scottsdale, AZ

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • AZ RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

7001 West Ray Road Chandler Pavilions, Chandler, AZ 85226-1517 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Greenwood Village CO 10/2018 Present
The Prince Royal's College Chiang Mai 09/2017 04/2018
Automatic Data Processing (Adp) Aurora CO 07/2016 07/2017
Unemployed Scottsdale AZ 04/2018 10/2018
Fidelity Investments Boston MA 03/2025 Present
  • 10/2018 → Present
    Fidelity Brokerage Services Llc
    Greenwood Village, CO
  • 09/2017 → 04/2018
    The Prince Royal's College
    Chiang Mai
  • 07/2016 → 07/2017
    Automatic Data Processing (Adp)
    Aurora, CO
  • 04/2018 → 10/2018
    Unemployed
    Scottsdale, AZ
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2019-09-11 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Greenwood Village, CO
    Monterey, CA
    Scottsdale, AZ
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-09
S63 Uniform Securities Agent State Law Examination 2019-01-18
  • S66 Uniform Combined State Law Examination
    2019-09-09
  • S63 Uniform Securities Agent State Law Examination
    2019-01-18
Other Names
  • Caroline Kaye Atsaves
  • Caroline Atsaves

View on SEC IAPD

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SAMUEL J SMITH
RENEE JEAN HRUSKA
ANDREA MICHELLE MCLELLAND
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Other Offices

J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
EDWARD JONES · CHANDLER, AZ
LPL FINANCIAL LLC · CHANDLER, AZ
VAL VISTA CAPITAL MANAGEMENT, LLC · SUN LAKES, AZ
WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
EDWARD JONES · SUN LAKES, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Chandler, AZ
INDEPENDENT FINANCIAL GROUP, LLC · CHANDLER, AZ

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