Juan Antonio Castaneda

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2021-11-26

IL RA
APPROVED

Since 2021-11-26

Branch Locations

Franklin Park, IL • United States

1 Tower Lane-Ste 1700 Oakbrook Terrace Tower, Oakbrook Terrace, IL 60181 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Oakbrook Terrace	IL	05/2020	Present
Unemployed	Melrose Park	IL	03/2020	05/2020
Ubs Financial Services	Oakbrook Terrace	IL	11/2018	03/2020
Panda Express	Schiller Park	IL	10/2014	11/2018
Elmhurst College	Elmhurst	IL	06/2017	03/2019
Goexceed	Elmhurst	IL	03/2020	03/2020

05/2020 → Present

Ubs Financial Services Inc.

Oakbrook Terrace, IL
03/2020 → 05/2020

Unemployed

Melrose Park, IL
11/2018 → 03/2020

Ubs Financial Services

Oakbrook Terrace, IL
10/2014 → 11/2018

Panda Express

Schiller Park, IL
06/2017 → 03/2019

Elmhurst College

Elmhurst, IL
03/2020 → 03/2020

Goexceed

Elmhurst, IL

Other Businesses

Yes, I am currently working part time at a restaurant, Rusells BBQ, but was laid off and not sure when I will work again. This is non investment related, Rusells BBQ is located in Elmwood Park. I worked about 18 hours per week and started working in 7/15/2024

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-11-26

S66 Uniform Combined State Law Examination

2021-11-26

View on SEC IAPD