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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
800 Westchester Ave Ste 508, Rye Brook, NY 10573 • United States
Chappaqua, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | White Plains | NY | 06/2019 | 02/2020 |
| Barnum Financial Group | Elmsford | NY | 06/2018 | 07/2018 |
| Swiss Re | Armonk | NY | 06/2017 | 08/2017 |
| Unemployed | N/A | NY | 06/2009 | 05/2017 |
| Sacred Heart University | Fairfield | CT | 08/2015 | 05/2019 |
| The Prudential Insurance Company Of America | White Plains | NY | 10/2019 | 02/2020 |
| Ameriprise Financial Services, Inc | Rye Brook | NY | 02/2020 | 03/2020 |
| Ameriprise Financial Services, Llc | Rye Brook | NY | 03/2020 | Present |
Outside Employment; DoorDash Inc; Dasher - Drive to restaurants and pick up and deliver food to people nearby.; ; Gig Work No Address, , NA, NY, 10514; Not Investment-Related; 09/30/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-02 |
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