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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2017-10-23
  • ND RA
    APPROVED
    Since 2017-10-23

Branch Locations

2911 N 14Th Street Ste 201, Bismarck, ND 58503 • United States

221 1St Ave West, Dickinson, ND 58601 • United States

905 Tacoma Ave, Bismarck, ND 58504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kirkwood Bank & Trust Co. Bismarck ND 05/1992 Present
Investment Centers Of America Bismarck ND 06/2011 10/2017
Cambridge Investment Research, Inc. Fairfield IA 10/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2017 Present
  • 05/1992 → Present
    Kirkwood Bank & Trust Co.
    Bismarck, ND
  • 06/2011 → 10/2017
    Investment Centers Of America
    Bismarck, ND
  • 10/2017 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2017 → Present
    Fairfield, IA
Previous Registrations
  • 2016-04-25 → 2017-10-19
    Investment Centers Of America, Inc.
    Bismarck, ND
    Bismarck, ND
    Bismarck, ND
    Bismarck, ND
    Dickinson, ND
Other Businesses

1.Sibley Lake Homeowners Association - Bismarck ND 58506. 5/10/2013. Treasurer. Not investment related. 5/yearly, 0/trading 2.KIRKWOOD BANCORP, 2911 N 14TH ST, BISMARCK, ND, AS BOARD MEMBER. NIR - 1/YR - 0/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4.KIRKWOOD FINANCIAL SERVICES, 2911 N 14TH ST STE 201, BISMARCK, ND, 4/2012 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1/MO - 1/TRADING. 5.KIRKWOOD FINANCIAL SERVICES, 2911 N 14th Steet, Ste 201, Bismarck ND 58503, 10/2017, Investment Advisor Representative, DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-14
S63 Uniform Securities Agent State Law Examination 2005-06-28
  • S66 Uniform Combined State Law Examination
    2016-04-14
  • S63 Uniform Securities Agent State Law Examination
    2005-06-28

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