Bryan Thomas Fox

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2026-05-05

OH RA
APPROVED

Since 2026-05-05

Branch Locations

7464 Center Street, Mentor, OH 44060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Proequities, Inc	Birmingham	AL	11/2019	04/2023
Professional Planning & Benefits	Mentor	OH	10/2018	04/2023
D's Personal Training	Willoughby Hills	OH	02/2019	02/2020
Lake Health Hospital	Mentor	OH	12/2017	10/2018
Giant Eagle Pharmacy/Student	Beachwood	OH	11/2016	12/2017
Cleveland State University	Cleveland	OH	08/2012	11/2016
Commonwealth Financial Network	Waltham	MA	04/2023	05/2024
Commonwealth Financial Network	Waltham	OH	05/2024	05/2026
Harbor Financial Advisors, Llc	Mentor	OH	05/2024	Present
Cetera Wealth Services, Llc	El Segundo	CA	05/2026	Present
Cetera Investment Advisers Llc	Schaumburg	IL	05/2026	Present

11/2019 → 04/2023

Proequities, Inc

Birmingham, AL
10/2018 → 04/2023

Professional Planning & Benefits

Mentor, OH
02/2019 → 02/2020

D's Personal Training

Willoughby Hills, OH
12/2017 → 10/2018

Lake Health Hospital

Mentor, OH
11/2016 → 12/2017

Giant Eagle Pharmacy/Student

Beachwood, OH
08/2012 → 11/2016

Cleveland State University

Cleveland, OH
04/2023 → 05/2024

Commonwealth Financial Network

Waltham, MA
05/2024 → 05/2026

Commonwealth Financial Network

Waltham, OH
05/2024 → Present

Harbor Financial Advisors, Llc

Mentor, OH
05/2026 → Present

Cetera Wealth Services, Llc

El Segundo, CA
05/2026 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2023-06-12 → 2026-05-05

Commonwealth Financial Network

Mentor, OH

Waltham, MA

Other Businesses

1. NAME OF OTHER BUSINESS: HARBOR FINANCIAL ADVISORS, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 05/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 6.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-06-10

S66 Uniform Combined State Law Examination

2023-06-10

View on SEC IAPD