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Wei Chen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stamford, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2008-06-13
TX RA APPROVED 2008-06-13
  • CT RA
    APPROVED
    Since 2008-06-13
  • TX RA
    APPROVED
    Since 2008-06-13

Branch Locations

301 Tresser Blvd, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 06/2008 Present
Bank Of America, Na Stamford CT 09/2009 Present
Previous Registrations
  • 2007-04-02 → 2008-06-16
    Morgan Stanley & Co. Llc
    Stamford, CT
    Greenwich, CT
  • 2005-06-24 → 2007-04-02
    Morgan Stanley Dw Inc.
    Greenwich, CT
    Greenwich, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-23
  • S66 Uniform Combined State Law Examination
    2005-06-23

View on SEC IAPD

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