Nancy Sarah Noon

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2017-01-12

WI RA
APPROVED

Since 2017-01-12

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dunham & Associates Investment Counsel, Inc.	San Diego	CA	02/2014	10/2016
Northwestern Mutual Investment Services Llc	Milwaukee	WI	01/2017	Present
Northwestern Mutual Life Insurance Company	Milwaukee	WI	11/2016	Present

02/2014 → 10/2016

Dunham & Associates Investment Counsel, Inc.

San Diego, CA
01/2017 → Present

Northwestern Mutual Investment Services Llc

Milwaukee, WI
11/2016 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI

Previous Registrations

2014-03-03 → 2016-10-13

Dunham

San Diego, CA

San Diego, CA

San Diego, CA
2008-09-09 → 2013-01-17

Lord, Abbett & Co. Llc

Jersey City, NJ

Other Businesses

1. TROOP LEADER, GIRL SCOUT TROOP 8596, W57N475 HILBERT AVE., CEDARBURG, , WISCONSIN, 53012, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 10/1/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I HAVE VOLUNTEERED AS A TROOP MOM FOR MY DAUGHTER'S GIRL SCOUT COUNCIL, CHECK WRITING PRIVILEGES; NOT INVESTMENT-RELATED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-09-08
S63	Uniform Securities Agent State Law Examination	2005-06-14

S66 Uniform Combined State Law Examination

2008-09-08
S63 Uniform Securities Agent State Law Examination

2005-06-14

Other Names

Nancy Sarah Christon

View on SEC IAPD