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Neha Dixit

Charles Schwab & Co., Inc.

Newport Beach, CA

Sunnyvale, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-18
  • CA RA
    APPROVED
    Since 2026-08-18

Branch Locations

16 Corporate Plaza Dr, Newport Beach, CA 92660 • United States

438 East El Camino Real, Sunnyvale, CA 94087-1938 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Cupertino CA 10/2018 03/2022
Bank Of America Mountain View CA 08/2015 10/2018
Merrill Lynch, Pierce, Fenner & Smith, Inc San Jose CA 03/2022 07/2026
Bank Of America, N.A. San Jose CA 03/2022 07/2026
Charles Schwab & Co, Inc Sunnyvale CA 07/2026 Present
Charles Schwab Bank, Ssb Sunnyvale CA 07/2026 Present
  • 10/2018 → 03/2022
    Td Ameritrade
    Cupertino, CA
  • 08/2015 → 10/2018
    Bank Of America
    Mountain View, CA
  • 03/2022 → 07/2026
    Merrill Lynch, Pierce, Fenner & Smith, Inc
    San Jose, CA
  • 03/2022 → 07/2026
    Bank Of America, N.A.
    San Jose, CA
  • 07/2026 → Present
    Charles Schwab & Co, Inc
    Sunnyvale, CA
  • 07/2026 → Present
    Charles Schwab Bank, Ssb
    Sunnyvale, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-23
  • S66 Uniform Combined State Law Examination
    2022-07-23
Other Names
  • Neha U Dixit
  • Neha Dixit

View on SEC IAPD

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