Erwin Rivera

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ocala, FL
• 05/2015 → Present
  Bank Of America, N.A.
  Ocala, FL

Other Businesses

I*7989 Entity Type: rental property Name of outside business organization: Rivera Family Trust Investment related: No Address of business: Ocala, Florida 34474 Position, title, association: Co-owner with other family members Start date of relationship: 12/1/2014 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: Co-owner with other family members of rental property I*: 2498329 Entity Type: Charitable Name of OBA: OCALA HIGHLANDS BASEBALL, INC. Address: Ocala, FL 34478 Investment Related: No Position, Title, Association: Director Employee Start Date: 6/8/2025 Number of Hours: 4 hrs wkly Number of Hours during trading: 0 Duties: Director of Baseball Operations. Coordinate game/practice schedules, manage player/coach rosters.

Exams

• S66 Uniform Combined State Law Examination
  2019-02-13