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Dennis Peter

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stamford, CT

New Haven, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-04-01
CT RA APPROVED 2019-02-08
  • TX RA
    APPROVED
    Since 2019-04-01
  • CT RA
    APPROVED
    Since 2019-02-08

Branch Locations

1070 High Ridge Rd, Stamford, CT 06905 • United States

157 Church St, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westport CT 05/2015 Present
Bank Of America, N.A. Stamford CT 05/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-07
  • S66 Uniform Combined State Law Examination
    2019-02-07

View on SEC IAPD

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