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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2022-02-28
TX RA APPROVED 2019-03-18
  • AR RA
    APPROVED
    Since 2022-02-28
  • TX RA
    APPROVED
    Since 2019-03-18

Branch Locations

11315 N Rodney Parham Rd, Little Rock, AR 72212 • United States

300 S Bowman Rd, Little Rock, AR 72211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 09/2008 Present
Bank Of America, N.A. Newport Beach CA 09/2008 Present
Nrt, Llc Mission Viejo CA 10/2016 11/2016
Other Businesses

I*541256For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: Oxford, Mississippi, 38655Position, title, association: Co-owner with other family members, Start date of relationship: 11/8/2021Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: I*802255For profit or not for profit: Name of outside business organization: Rental Property 2Investment related: NAddress of business: CAJICA, CUNDINAMARCA, 250240Position, title, association: Co-owner with other family members, Start date of relationship: 10/31/2024Number of hours devoted: 0 hour(s) YearlyNumber of hours devoted during trading hours: 0DutiesI*1259258For profit or not for profit: Name of outside business organization: Rental Property 3Investment related: NAddress of business: MAUMELLE, Arkansas, 72113Position, title, association: Co-owner with other family members, Start date of relationship: 6/1/2023Number of hours devoted: 0 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , I*3163278 Entity Type: N/A Name of OBA: Rental Property 4 Address: Little Rock, Arkansas, 72205 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 12/01/2025 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-08
  • S66 Uniform Combined State Law Examination
    2019-02-08
Other Names
  • Deisy Adriana Rodriguez Sandoval
  • Deisy Adriana Rodriguez De Gomez
  • Adriana Gomez
  • Daisy Gomez

View on SEC IAPD

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