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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-05-14 |
Branch Locations
Los Angeles, CA • United States
535 N Brand Blvd Ste 1000 And 950, Glendale, CA 91203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 10/2018 | 10/2019 |
| American English College | Monterey Park | CA | 06/2013 | 06/2018 |
| Private Tutoring Academy | Arcadia | CA | 01/2008 | 10/2018 |
| Bank Of America, N.A. | Pasadena | CA | 10/2018 | 10/2019 |
| Axa Advisors, Llc | New York | NY | 11/2019 | 04/2020 |
| Ameriprise Financial Services, Llc | Glendale | CA | 05/2020 | Present |
Real Estate Ownership; Single Family; 257 East Avenue P2, , Palmdale, CA, 93550; Investment-Related; 04/14/2023. Fiduciary Activities; Executor. Board of Directors; Shakespeare Club of Pasadena Board of Directors; Marketing Chairman; 171 S Grand Avenue, , Pasadena, CA, 91105; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Insperity PEO Services L.P.; Employee; Insperity PEO Services is used by Franchise Advisors for employment compensation.; 19001 Crescent Springs Dr, , Kingwood, TX, 77339; Investment-Related; 05/11/2020; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-11 |
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