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One West Pennsylvania Avenue Suite 500, Towson, MD 21204 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-12-07 |
Branch Locations
One West Pennsylvania Avenue Suite 500, Towson, MD 21204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kubhera Enterprises, Llc | Princeton | NJ | 03/2021 | 12/2021 |
| Unemployed | Berkeley Heights | NJ | 12/2013 | 09/2018 |
| Raymond James Financial Services Advisors | Westfield | NJ | 01/2022 | Present |
| Vision Retirement, Llc | Ridgewood | NJ | 05/2019 | 07/2019 |
| Private Advisor Group | Morristown | NJ | 10/2018 | 05/2019 |
| Unemployed | Berkeley Heights | NJ | 07/2019 | 03/2021 |
| Raymond James Financial Services, Inc. | Westfield | NJ | 01/2022 | Present |
| Rabadeau Wealth Group, Llc | Westfield | NJ | 01/2022 | 10/2022 |
| Self Employed | Morristown | NJ | 01/2014 | 05/2019 |
| Greensrping Advisors Llc | Paramus | NJ | 10/2022 | Present |
| Greenspring Advisors, Llc | Towson | MD | 10/2022 | Present |
(1)Name of Business: NWM Capital LLC Address: 15 Pellinore Lane, Berkeley Heights, NJ, 07922, United States Activity Type: Personal/Private Investment Position/Title: Investment Related: No Start Date: 01/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manager of family partnership with private real estate investments
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-04-01 |
| S65 | Uniform Investment Adviser Law Examination | 2021-05-03 |
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