Gregory David Tripold

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2018 → 07/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Westfield, NJ
• 11/2018 → 07/2021
  Bank Of America, N.A.
  Westfield, NJ
• 02/2018 → 10/2018
  Paylocity
  Morris Plains, NJ
• 06/2014 → 02/2018
  Adp
  Parsippany, NJ
• 07/2021 → Present
  Lpl Financial
  Denville, NJ

Previous Registrations

• 2019-02-15 → 2021-07-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  North Arlington, NJ
  Westfield, NJ
  Iselin, NJ
  Maplewood, NJ
  Florham Park, NJ
  Maplewood, NJ
  Union, NJ
  Vauxhall, NJ

Other Businesses

1. 07/30/2021 - DUPHINEY FINANCIAL NETWORK/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ DENVILLE, NJ 2. 06/01/2021 - TRIPOLD ENTERPRISES LLC/ OTHER/ NOT INVESTMENT RELATED/ 0%/ MORRIS PLAINS, NJ 3. 06/06/2023 - Estate of Roger W. Spence - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Start Date 06/05/2038 - 0 Hours Per Month/ During Securities Trading 4. 08/01/2023 - Estate of Roger W. Spence - Not Investment Related - Home Based - Act in a Fiduciary Capacity - Executor - Start Date 06/05/2038 - 0 Hours Per Month/ During Trading

Exams

• S66 Uniform Combined State Law Examination
  2019-01-31

Designations

• Certified Financial Planner

Other Names

• Gregory Tripold