Hector Daniel Romero

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2018 → 01/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Austin, TX
• 11/2018 → 01/2021
  Bank Of America, N.A.
  Austin, TX
• 08/2014 → 02/2018
  Wayland Baptist University
  Plainview, TX
• 08/2015 → 09/2017
  Wayland Baptist University
  Plainview, TX
• 05/2017 → 06/2017
  Walmart
  Plainview, TX
• 06/2017 → 10/2018
  Wells Fargo
  Austin, TX
• 02/2021 → 11/2021
  Jpmorgan Chase Bank Na
  Houston, TX
• 02/2021 → 11/2021
  Jpmorgan Securities Llc
  Houston, TX
• 10/2020 → 10/2020
  Amazon
  Austin, TX
• 11/2021 → 09/2025
  Citigroup
  Houston, TX
• 09/2025 → Present
  Citigroup
  Houston, TX

Previous Registrations

• 2019-03-18 → 2021-01-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Austin, TX
  New York, NY
  Austin, TX
• 2022-01-14 → 2010-06-30
  Citi Private Alternatives, Llc
  Denver, CO
  Houston, TX
  New York, NY
  Houston, TX
  Richmond, TX

Exams

• S66 Uniform Combined State Law Examination
  2019-03-15

Other Names

• Hector Daniel Romero Flores
• Hector Romero
• Hector Daniel Romero