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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-08-23 |
| TX | RA | APPROVED | 2021-08-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 06/2021 | Present |
| Virginia Tech | Blacksburg | VA | 08/2017 | 05/2021 |
| Northwestern Mutual | Henrico | VA | 10/2018 | 11/2019 |
| Ischolars | Blacksburg | VA | 03/2019 | 01/2020 |
| Marshalls | Henrico | VA | 08/2016 | 07/2018 |
| Highland Springs High School | Henrico | VA | 09/2013 | 05/2017 |
| J. Sargeant Reynolds Community College | Richmond | VA | 07/2015 | 05/2017 |
| Tj Maxx | Concord | NC | 07/2022 | 01/2023 |
| Sole Division | Charlotte | NC | 11/2019 | 01/2025 |
| Self-Employed | Charlotte | NC | 05/2023 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: RETAIL/SERVICE POSITION: DRUMMER START DATE: 05/2023 APPROX. HOURS/MONTH: 4 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DRUMMER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-16 |
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