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Timothy Ray Cosby

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7036209

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-08-23
TX RA APPROVED 2021-08-23
  • NC RA
    APPROVED
    Since 2021-08-23
  • TX RA
    APPROVED
    Since 2021-08-23

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 06/2021 Present
Virginia Tech Blacksburg VA 08/2017 05/2021
Northwestern Mutual Henrico VA 10/2018 11/2019
Ischolars Blacksburg VA 03/2019 01/2020
Marshalls Henrico VA 08/2016 07/2018
Highland Springs High School Henrico VA 09/2013 05/2017
J. Sargeant Reynolds Community College Richmond VA 07/2015 05/2017
Tj Maxx Concord NC 07/2022 01/2023
Sole Division Charlotte NC 11/2019 01/2025
Self-Employed Charlotte NC 05/2023 Present
  • 06/2021 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 08/2017 → 05/2021
    Virginia Tech
    Blacksburg, VA
  • 10/2018 → 11/2019
    Northwestern Mutual
    Henrico, VA
  • 03/2019 → 01/2020
    Ischolars
    Blacksburg, VA
  • 08/2016 → 07/2018
    Marshalls
    Henrico, VA
  • 09/2013 → 05/2017
    Highland Springs High School
    Henrico, VA
  • 07/2015 → 05/2017
    J. Sargeant Reynolds Community College
    Richmond, VA
  • 07/2022 → 01/2023
    Tj Maxx
    Concord, NC
  • 11/2019 → 01/2025
    Sole Division
    Charlotte, NC
  • 05/2023 → Present
    Self-Employed
    Charlotte, NC
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: RETAIL/SERVICE POSITION: DRUMMER START DATE: 05/2023 APPROX. HOURS/MONTH: 4 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DRUMMER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-16
  • S66 Uniform Combined State Law Examination
    2021-08-16
Other Names
  • Timothy Ray Cosby
  • Tj Cosby
  • Timothy Cosby

View on SEC IAPD

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