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Hightower Advisors, LLC CRD 145323
$199B regulatory AUM 500 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-18 |
Branch Locations
440 Mamaroneck Ave Suite 404, Harrison, NY 10528 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Caputo & Associates | Rye Brook | NY | 09/2018 | Present |
| Unemployed | West Harrison | NY | 01/2018 | 08/2018 |
| Astenbeck Capital | Westport | CT | 01/1992 | 12/2017 |
| Bruno Palmieri Cpa | West Harrison | NY | 01/1992 | Present |
Sole proprietor, Bruno Palmieri, CPA; tax and accounting services; not investment related; 15 hrs devoted per month; 0 during securities trading hrs; 10 Edward St, West Harrison, NY 10604.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-17 |
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