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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-31
NY RA APPROVED 2022-10-31
  • TX RA
    APPROVED
    Since 2023-01-31
  • NY RA
    APPROVED
    Since 2022-10-31

Branch Locations

One Bryant Park Investment Solutions Group, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 06/2022 Present
United States Air Force Reserve Joint Base Mcguire-Dix-Lakehurst NJ 05/2008 Present
Magnus Financial New York NY 03/2022 06/2022
Francis Financial New York NY 10/2021 03/2022
Deutsche Bank New York NY 11/2013 10/2021
  • 06/2022 → Present
    New York, NY
  • 05/2008 → Present
    United States Air Force Reserve
    Joint Base Mcguire-Dix-Lakehurst, NJ
  • 03/2022 → 06/2022
    Magnus Financial
    New York, NY
  • 10/2021 → 03/2022
    Francis Financial
    New York, NY
  • 11/2013 → 10/2021
    Deutsche Bank
    New York, NY
Other Businesses

I*: 1711260 Entity Type: Entity For Profit Name of OBA: Falcosa LLC Address: Pompton Plains NJ Investment Related: No Position, Title, Association: Owner Employee Start Date: 03/01/2024 Number of Hours: 5 hrs weekly Number of Hours during trading: 0 Duties: Skincare product line for a variety of skin conditions. My role as the founder and owner is product development, marketing, and distribution. There is no conflict of interest, it will be performed outside business hours and it will not negatively affect my performance at Bank of America.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-21
  • S66 Uniform Combined State Law Examination
    2022-10-21
Other Names
  • Derek P Derosa

View on SEC IAPD

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