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Hightower Advisors, LLC CRD 145323
$199B regulatory AUM 500 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-02-11 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
445 Broad Hollow Rd Suite 332, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hightower Securities Llc | Melville | NY | 10/2017 | Present |
| Teachers Federal Credit Union | South Setauket | NY | 07/2014 | 05/2017 |
| Unemployed | Port Jefferson Station | NY | 06/2017 | 09/2017 |
| Stony Brook University | New York | NY | 01/2016 | 05/2017 |
Women's Money Matters - Women Business Enterprise (WBE); Investment Related - No; Boston, MA; Coaching volunteer; Start Date - 09/2025; Approximately 10 hours per month with 0 hours during securities trading hours; Weekly volunteer coaching in financial workshops. Tik Tok; Investment Related - No; Online Only; Personal Fitness Page; Start Date - 10/2025; Approximately 8 hours per month with 0 hours during securities trading hours; Fitness/lifestyle related content on personal TikTok page.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-18 |
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