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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-05-08 |
Branch Locations
5 Clark St, Orchard Park, NY 14127 • United States
345 Central Ave., Dunkirk, NY 14048 • United States
10490 Main Street, North Collins, NY 14111 • United States
228 Central Ave., Silver Creek, NY 14136 • United States
235 S Cascade Dr Route 219, Springville, NY 14141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Buffalo | NY | 10/2018 | 04/2024 |
| Conversion Monster Llc | Buffalo | NY | 01/2015 | 09/2018 |
| Lpl Financial Llc | Orchard Park | NY | 04/2024 | Present |
| Community Bank, N.A. | Orchard Park | NY | 04/2024 | Present |
1) 05/07/2024 - Community Investment Services - DBA for LPL Business (entity for LPL business) - Investment Related - At reported business location(s) 2) 04/04/2025 - Nottingham Investment Services, Inc. - Investment Related - DBA for LPL Business (entity for LPL business) - At reported business location(s) - Start date: 3/31/2025 - 0 Hrs/Mth - 0 Hrs During Trading 3) 06/12/2025 - Non-Variable Insurance- Financial Consultant - Investment Related - At Reported Business Location(s) - Start Date:05/30/2025 - 5 Hrs/Mth - 5 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-26 |
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