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Chohee Chong

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Jose, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-11-02
TX RA APPROVED 2020-01-31
HI RA APPROVED 2019-02-08
  • CA RA
    APPROVED
    Since 2020-11-02
  • TX RA
    APPROVED
    Since 2020-01-31
  • HI RA
    APPROVED
    Since 2019-02-08

Branch Locations

50 W San Fernando St, San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mongmong 10/2018 Present
Bank Of America Santa Clara CA 01/2014 07/2018
Unemployed Tamuing 07/2018 10/2018
Bank Of America, N.A. Mongmong 01/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-07
  • S66 Uniform Combined State Law Examination
    2019-02-07
Other Names
  • Chohee Lee
  • Cho Hee Chong

View on SEC IAPD

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