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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-09-23
OH RA APPROVED 2019-02-01
  • TX RA
    APPROVED_RES
    Since 2021-09-23
  • OH RA
    APPROVED
    Since 2019-02-01

Branch Locations

905 Zane St, Zanesville, OH 43702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Zanesville OH 10/2018 Present
Mclain, Hill, Rugg & Associates, Inc. Lancaster OH 09/2005 10/2018
Bank Of America, N.A. Zanesville OH 11/2018 Present
Other Businesses

I*118948 For profit or not for profit: For-Profit Organization Name of outside business organization: MEKE Investments LLC Investment related: No Address of business: New Lexington, Ohio 43764 Position, title, association: Owner Start date of relationship: 9/1/2018 Number of hours devoted: 2 hours Monthly Number of hours devoted during trading hours: 0 Duties: Real estate partnership where houses are purchased and resold for profit. I am a 50% owner and my husband is the other 50% owner. I perform all bookkeeping, make deposits, pay bills and prepare tax returns. I*118947 For profit or not for profit: For-Profit Organization Name of outside business organization: MEK Real Estate LLC Investment related: No Address of business: New Lexington, Ohio 43764 Position, title, association: Other, bookkeeping and tax return Start date of relationship: 7/2/2007 Number of hours devoted: 6 hours Monthly Number of hours devoted during trading hours: 0 Duties: This is a residential real estate partnership. 50% is owned by my husband and the other 50% is owned by my mother. The partnership owns houses and rents them for profit. I do all the bookkeeping, deposits, pay bills and file tax returns. I*1055354 For profit or not for profit: Entity For Profit Name of outside business organization: MEK REAL ESTATE Investment related: No Address of business: New Lexington, Ohio Position, title, association: Owner Start date of relationship: 2/15/2009 Number of hours devoted: 5 hours Monthly Number of hours devoted during trading hours: 0 Duties: Entity is a residential real estate company

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-31
  • S66 Uniform Combined State Law Examination
    2019-01-31
Other Names
  • Marissa Ann Rugg
  • Marissa Ward

View on SEC IAPD

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