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Douglas M Morra

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-04-07
TX RA APPROVED 2020-09-29
CT RA APPROVED 2020-09-08
  • NC RA
    APPROVED
    Since 2026-04-07
  • TX RA
    APPROVED
    Since 2020-09-29
  • CT RA
    APPROVED
    Since 2020-09-08

Branch Locations

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 09/2019 Present
The Pool Guys Lagrangeville NY 03/2013 09/2019
Northwestern Mutual Poughkeepsie NY 11/2018 05/2019
Michael's Contracting Hopewell Junction NY 08/2014 09/2016
Mount Saint Mary College Newburgh NY 08/2017 05/2019
Dutchess Community College Poughkeepsie NY 08/2013 05/2017
Bank Of America, N.A. Charlotte NC 03/2026 Present
  • 09/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Charlotte, NC
  • 03/2013 → 09/2019
    The Pool Guys
    Lagrangeville, NY
  • 11/2018 → 05/2019
    Northwestern Mutual
    Poughkeepsie, NY
  • 08/2014 → 09/2016
    Michael's Contracting
    Hopewell Junction, NY
  • 08/2017 → 05/2019
    Mount Saint Mary College
    Newburgh, NY
  • 08/2013 → 05/2017
    Dutchess Community College
    Poughkeepsie, NY
  • 03/2026 → Present
    Bank Of America, N.A.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-04
  • S66 Uniform Combined State Law Examination
    2020-09-04
Other Names
  • Douglas Michael Morra
  • Doug Michael Morra
  • Douglas Morra

View on SEC IAPD

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Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
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