Austin R Holcomb

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-07-27

TX RA
APPROVED

Since 2022-07-27

Branch Locations

2510 Marsha Sharp Fwy, Lubbock, TX 79415 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	11/2018	08/2020
Redeemer Church	Lubbock	TX	07/2016	08/2018
Arrive Logistics	Austin	TX	08/2020	12/2021
Merrill Lynch	Lubbock	TX	03/2022	Present
Bank Of America, N.A.	Lubbock	TX	08/2022	Present

11/2018 → 08/2020

Edward Jones

St Louis, MO
07/2016 → 08/2018

Redeemer Church

Lubbock, TX
08/2020 → 12/2021

Arrive Logistics

Austin, TX
03/2022 → Present

Merrill Lynch

Lubbock, TX
08/2022 → Present

Bank Of America, N.A.

Lubbock, TX

Previous Registrations

2019-01-08 → 2020-10-30

Edward Jones

Lubbock, TX

Lubbock, TX

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-01-05

S66 Uniform Combined State Law Examination

2019-01-05

Other Names

Austin Ryan Holcomb
Austin Holcomb

View on SEC IAPD