Maria Dolores Del Rio

CRD 7035081

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-01-24
CA	RA	APPROVED	2021-12-20

TX RA
APPROVED

Since 2022-01-24
CA RA
APPROVED

Since 2021-12-20

Branch Locations

1999 Harrison Street Suite 2200, Oakland, CA 94612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Oakland	CA	11/2018	Present
Wells Fargo Bank	Berkeley	CA	06/2012	08/2018

11/2018 → Present

Morgan Stanley Smith Barney Llc

Oakland, CA
06/2012 → 08/2018

Wells Fargo Bank

Berkeley, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-12-20

S66 Uniform Combined State Law Examination

2021-12-20

Other Names

Maria Dolores Del Rio Montano

View on SEC IAPD

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Nearby Investors

GREGORY BURTON GILBERT

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