Preston R Cowan

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-07-26
OK	RA	APPROVED	2022-06-22

Branch Locations

211 N Robinson Ave, Oklahoma City, OK 73102 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Northwestern Mutual Life Insurance Company	Oklahoma City	OK	01/2019	12/2020
Northwestern Mutual Investment Services, Llc	Oklahoma City	OK	10/2018	12/2020
Earlywine Golf Club	Oklahoma City	OK	06/2016	10/2017
Z3 Media	Moore	OK	03/2016	11/2019
Hopertunity	Oklahoma City	OK	03/2018	08/2019
J.P. Morgan Chase Bank, Na	Plano	TX	02/2021	12/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Oklahoma City	OK	12/2021	Present
Bank Of America, N.A.	Oklahoma City	OK	07/2024	Present

01/2019 → 12/2020

Northwestern Mutual Life Insurance Company

Oklahoma City, OK
10/2018 → 12/2020

Northwestern Mutual Investment Services, Llc

Oklahoma City, OK
06/2016 → 10/2017

Earlywine Golf Club

Oklahoma City, OK
03/2016 → 11/2019

Z3 Media

Moore, OK
03/2018 → 08/2019

Hopertunity

Oklahoma City, OK
02/2021 → 12/2021

J.P. Morgan Chase Bank, Na

Plano, TX
12/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Oklahoma City, OK
07/2024 → Present

Bank Of America, N.A.

Oklahoma City, OK

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-06-16
S63	Uniform Securities Agent State Law Examination	2020-07-30