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Joe Dildy Caldwell

The Investment And Philanthropy Corporation

Sausalito, CA

CRD 4938868

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Employer firm

The Investment And Philanthropy Corporation CRD 118178

$28.0M regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
The Investment And Philanthropy Corporation

44 Anchorage Road, Sausalito, CA 94965 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-19
  • CA RA
    APPROVED
    Since 2025-05-19

Branch Locations

Sausalito, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Investment And Philanthropy Corporation Sausalito CA 06/2001 Present
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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