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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-07-15
  • NV RA
    APPROVED
    Since 2025-07-15

Branch Locations

1662 Us Hwy 395 N. Ste 109, Minden, NV 89423 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2018 12/2020
State Farm Carson City NV 10/2017 10/2018
Zero 8 Studios Reno NV 06/2016 10/2017
Wells Fargo Clearing Services, Llc Reno NV 12/2020 10/2022
Stifel, Nicolaus & Company, Incorporated Reno NV 10/2022 07/2023
Unemployed Carson City NV 07/2023 12/2023
Carson Nugget Carson City NV 12/2023 Present
Lpl Financial Llc Carson City NV 07/2025 Present
Previous Registrations
Other Businesses

1) 10/07/2025 - Casino Fandango - Not Investment Related - Outside/W-2 Employment - Carson City, NV - Start Date:10/03/2025 - 160 Hrs/Mth - 3 Hrs During Trading. 2) 04/13/2026 - Doordash - Outside/W-2 Employment - Not investment Related - Carson City, NV - Start Date 03/25/2026 - 40 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-20
  • S66 Uniform Combined State Law Examination
    2019-02-20
Other Names
  • Samuel Arthur Long

View on SEC IAPD

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