Stephen Ninow

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2022-06-17

Branch Locations

95 State Street Suite 2210, Salt Lake City, UT 84111 • United States

North Salt Lake, UT • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Unemployed	Salt Lake City	UT	02/2018	04/2018
Durham Jones And Pinegar	Salt Lake City	UT	09/2016	03/2017
Csl Plasma	Salt Lake	UT	10/2017	02/2018
Parr Brown Gee And Loveless	Salt Lake City	UT	09/2015	09/2016
Unemployed	Salt Lake City	UT	03/2017	10/2017
Durham Jones And Pinegar	Salt Lake City	UT	04/2018	12/2018
Northwestern Mutual Life Insurance Company	Milwaukee	WI	12/2018	10/2019
Northwestern Mutual Investment Services Llc	Salt Lake Cty	UT	05/2019	10/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Cottonwood	UT	12/2019	05/2022
Bank Of America, N.A.	Cottonwood	UT	02/2020	05/2022
Ubs Financial Services Inc.	Salt Lake City	UT	05/2022	Present

02/2018 → 04/2018

Unemployed

Salt Lake City, UT
09/2016 → 03/2017

Durham Jones And Pinegar

Salt Lake City, UT
10/2017 → 02/2018

Csl Plasma

Salt Lake, UT
09/2015 → 09/2016

Parr Brown Gee And Loveless

Salt Lake City, UT
03/2017 → 10/2017

Unemployed

Salt Lake City, UT
04/2018 → 12/2018

Durham Jones And Pinegar

Salt Lake City, UT
12/2018 → 10/2019

Northwestern Mutual Life Insurance Company

Milwaukee, WI
05/2019 → 10/2019

Northwestern Mutual Investment Services Llc

Salt Lake Cty, UT
12/2019 → 05/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cottonwood, UT
02/2020 → 05/2022

Bank Of America, N.A.

Cottonwood, UT
05/2022 → Present

Ubs Financial Services Inc.

Salt Lake City, UT

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-11-24